Twin Cities Broker-Dealer Securities Compliance Workshop

Complimentary Seminar

Registration is closed. This event has already been held.

Wednesday, April 10, 2013
9:00 AM - 1:30 PM

W Minneapolis - The Foshay
The Greatroom
821 Marquette Avenue
Minneapolis, MN

Guest Speaker
Merri Jo Gillette
SEC Regional Director

This complimentary forum will address current regulatory and compliance issues facing broker-dealers and investment advisors. Panels will be led by industry experts, your peers in the industry, and Lindquist & Vennum securities attorneys.

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