Fall Securities Compliance Luncheon Seminar

Complimentary Seminar

Registration is closed. This event has already been held.

The Westin Minneapolis
Banker’s Board Room
88 South 6th Street
Minneapolis, Minnesota

Keynote Speaker 

Robert C. Moilanen 
Director of Securities 
Minnesota Department of Commerce 

Panel Discussions

  • Challenges with Reg D Offerings 
    Mark Enslin, Lindquist & Vennum 
    Sharda Kneen, Lindquist & Vennum
  • ​Recent Developments in Electronic Data Management 
    Heidi J.K. Fessler, Applied Discovery, Inc.
  • RIA “Hot Topics” 
    Terrence Fleming, Lindquist & Vennum 
    Christopher Grgurich, Lindquist & Vennum 

Search Tips:

You may use the wildcard symbol (*) as a root expander.  A search for "anti*" will find not only "anti", but also "anti-trust", "antique", etc.

Entering two terms together in a search field will behave as though an "OR" is being used.  For example, entering "Antique Motorcars" as a Client Name search will find results with either word in the Client Name.


AND and OR may be used in a search.  Note: they must be capitalized, e.g., "Project AND Finance." 

The + and - sign operators may be used.  The + sign indicates that the term immediately following is required, while the - sign indicates to omit results that contain that term. E.g., "+real -estate" says results must have "real" but not "estate".

To perform an exact phrase search, surround your search phrase with quotation marks.  For example, "Project Finance".

Searches are not case sensitive.